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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Unit (RSU) | $ 0 (1) | 06/01/2022 | A | 103,806 | (2) | (2) | Common Stock | 103,806.00 | $ 0 | 103,806 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Thompson Conal B. 100 CENTERVIEW DRIVE SUITE 300 NASHVILLE, TN 37214 |
Chief Technology Officer |
/s/ Brian W. Copple as attorney-in-fact for Conal B. Thompson | 06/06/2022 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each restricted stock unit (RSU) represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
(2) | Up to 20% of the RSUs can vest as a function of timely completion of various critical quarterly technology development milestones through July 2023, with some RSUs subject to cancelation before vesting if quarterly development milestones are missed, and with the remaining RSUs either (i) vesting as a function of completion of all such milestones by the end of October 2023, together with continued service for six months following successful completion of all such milestones, or (ii) lapsing if all milestones are not completed by the end of October 2023 or if the reporting person's employment terminates within six months following successful completion of all such milestones due to the reporting person's resignation without breach by the Company of the reporting person's employment terms, or termination by the Company of the reporting person's employment for cause. |