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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Unit (RSU) | $ 0 (1) | 08/08/2022 | A | 23,765 | (2) | (2) | Common Stock | 23,765.00 | $ 0 | 23,765 | D | ||||
Stock Option | $ 16.41 | 08/08/2022 | A | 67,140 | (3) | 08/08/2032 | Common Stock | 67,140.00 | $ 0 | 67,140 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Romero Julie M 100 CENTERVIEW DRIVE, SUITE 300 NASHVILLE, TN 37214 |
Chief Human Resources Officer |
/s/ Brian Copple, as Attorney-in-Fact, for Julie Romero | 08/10/2022 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each restricted stock unit (RSU) represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
(2) | Restricted stock units award granted on August 8, 2022, which generally vests 25% on each of November 20, 2023, November 20, 2024, November 20, 2025 and November 20, 2026, subject to continued employment through the vesting date. |
(3) | Stock option granted granted on August 8, 2022, which generally vests and becomes exercisable 25% on June 6, 2023, and the remaining 75% in 12 equal quarterly installments thereafter, subject to continued employment through the applicable vesting date. |